Banc of California Mergers & Acquisitions CS Financial

Link to Original Article

Deal Overview

Buyer: Banc of California, Inc.

Target: CS Financial, Inc.

Deal Type: Specialty Finance Company

Agreement Date: 10/25/2013

Announcement Date: 10/31/2013

Announced Deal Value ($M): 8.47

Status: Completed

Completion Date: 10/31/2013

Consideration BreakoutCash ($M): 1.5

Common Stock ($M)2.5

Common Stock Issued: 173,791

Contingent Payments ($M): 1.3

Contingent Payments Issued: 92,775

Debt ($M): 3.2

Deal Terms

Description of Consideration: Banc of California Inc. paid approximately $1.5 million in cash, issued 173,791 shares of its common stock and non-interest-bearing note worth of approximately $3.15 million to acquire CS Financial Inc. In addition, Banc of California will also issue shares up to 92,781 of its common stock as contingent payment based on the future performance. On October 31, 2014, the Company issued an aggregate of 30,925 of the Performance Shares. On November 2, 2015, the Company issued an aggregate of 30,925 of the Performance Shares. On October 31, 2016, the Company issued an aggregate of 30,925 of the Performance Shares. Company has issues 92,775 shares.

Percent Acquired (%): 100.00

Purchase Method: Acquisition

Merger of Equals? NA

Estimated Cost Savings (%) NA

Estimated Cost Savings ($000): NA

Est. Restructuring Charges ($000): NA

Deal Advisers

Financial Advisers

(Party Advised - Adviser Hired? - Firm Name)

Buyer - Yes - Sterne Agee & Leach Inc.

Seller - Yes - Sandler O'Neill & Partners LP

Deal Advisers

Legal Counsel

(Party Advised - Adviser Hired? - Firm Name)

Buyer - Yes - Wachtell Lipton Rosen & Katz

Seller - Yes - King Holmes Paterno & Soriano

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